Investment Criteria

Company Profile

• EBITDA of $2MM - $10MM
• Proven Management Team with Significant Ownership
• Potential for Growth in Stable or Growing Industry
• Differentiated Service or Product Offering

Investment Size and Structure

• $3MM to $10MM per transaction
• Subordinated Debt (Mezzanine) with Cash Interest and Warrants
• Preferred Stock
• Five Year Term; Flexible Amortization; Board Rights
• Ability to invest both Mezzanine and Equity

Use of Proceeds

• Organic Growth Initiative
• Add-On Acquisition
• Recapitalization
• Management Buyout or Spin-Off
• ESOPs

Industries

• Manufacturing
• Healthcare
• Business Services
• Consumer
• Government Contracting
• Education
• Financial Services (non-lending)
• Media & Communications